Solicitors' and Financial Services
Solicitors increasingly encounter financial services issues in everyday practice, from advising on investments and financial products to understanding regulatory responsibilities and avoiding breaches of the FSMA regime.
This practical one‑day course provides a clear, accessible introduction to the financial services framework as it applies to solicitors, including investment types, exclusions, SRA rules, money laundering and financial promotion restrictions. You’ll gain the confidence to identify regulated activities, manage risk and work compliantly within the regulatory landscape.
Overview
- Price
- Face-to-Face from £360.00Online Live from £360.00Price includes VAT
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Solicitors' and Financial Services
Financial services issues arise in many areas of legal practice, and solicitors must understand the regulatory boundaries that apply when dealing with investment‑related work. This one‑day course provides a clear introduction to FSMA, the SRA Financial Services Rules, regulated investments, exclusions, financial promotions and anti‑money‑laundering considerations. With practical examples and a focus on risk‑aware practice, you’ll learn how to spot when a matter involves regulated activity, how to stay compliant and how to advise clients safely and confidently.- No extra learning materials
- No extra learning materials
How is training delivered?
We know that every learner is different. We have a range of study modes which suit a variety of study styles, commitments and preferences.
Online Classroom Live offers a host of benefits to support your learning in the following ways:
Interactive features replicate a real-life classroom to keep you fully engaged
Course notes are shared by your tutor highlighting points and sharing knowledge
You will regularly share your opinions and ask questions via instant live chat messaging and contribute to class polls
Work with fellow learners in smaller group breakout rooms
Access course materials and a recording of your live online session after it has taken place
View more about our Online Classroom Live.
Why choose BPP for training?
Ways to pay
Invoice your employer
Complete and return the booking form. We’ll contact your employer to arrange payment.Buy online
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If you're an employer looking to upskill your staff get in touch about becoming a BPP client.FAQs
Most frequently asked questions.
If your employer is paying and wishes to be invoiced rather than pay online via credit card, you will need to complete this booking form and return it to us at service@bpp.com. If you are paying for yourself online or via the phone, you can request a copy of your settled invoice.
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