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Financial Services Regulation – Introduction

This two-day course introduces you to the financial regulatory regime in the UK, including the new Consumer Duty.

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Overview

Price
Online Live from £1,794.00
All courses Inc VAT and excludes exams

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Financial Services Regulation - Introduction
This two-day course introduces you to the financial regulatory regime in the UK, including the new Consumer Duty. It covers the key regulations and statutes governing investment banking, stockbroking, and investment management firms. No prior knowledge of financial services regulation is assumed. This course explains the essential elements of the regulatory environment but does not directly prepare you for an industry examination (please see the Financial Services brochure for examination training, or contact Client Services on 03331 227 001).
Dec 2025 to Nov 2026View timetables
Online
from £1,794
Learning materials to help you complete the courses
Online
  • No extra learning materials

How is training delivered?

Learn through our live online classroom

Courses are delivered through Online Classroom Live, our premium online study mode comprising a virtual classroom with interactive features to replicate a real-life classroom..

Online Classroom Live offers a host of benefits to support your learning in the following ways:

  • Interactive features replicate a real-life classroom to keep you fully engaged 

  • Course notes are shared by your tutor highlighting points and sharing knowledge

  • You will regularly share your opinions and ask questions via instant live chat messaging and contribute to class polls

  • Work with fellow learners in smaller group breakout rooms

  • Access library of online content and pre-recorded lectures 24/7 if you miss a class or want to recap on anything

View more about our Online Classroom Live.

Why choose BPP for training?

Emerging SkillsFuture-focused capabilities that keep you ahead of disruption
Technical SkillsRole-specific expertise that delivers immediate value
Core Skills The workplace readiness foundations that enable everything else

Ways to pay

Invoice your employer

Complete and return the booking form. We’ll contact your employer to arrange payment.

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FAQs

Most frequently asked questions.

If your employer is paying and wishes to be invoiced rather than pay online via credit card, you will need to complete this booking form and return it to us at service@bpp.com. If you are paying for yourself online or via the phone, you can request a copy of your settled invoice.

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