CISI Diploma in Investment Compliance
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CISI Diploma in Investment Compliance

The Diploma in Investment Compliance qualification has been designed for compliance professionals working in the securities and investment industry. The qualification recognises the importance of compliance staff having a good understanding of UK legislation and FSA regulation and the ability to explain it to advisory and operations staff in the organisation. To complete the CISI Diploma in Investment Compliance, you must pass the exam for all three modules. You can read more about this qualification by visiting this section of the CISI website

Your path to CISI Investment Compliance

Course dates & prices

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A full list of dates and prices for our January to June 2010 Diploma in Investment Compliance courses are now available.

View dates and prices

You can also book your course online. If you have any further queries please do not hesitate to contact 020 8746 4178

 

 

 

 

 

CISI Diploma in Investment Compliance tutor - Scott Boath

tutor Scott Boath“The CISI Diploma in Investment Compliance provides sound technical knowledge of compliance regulation in the UK. It is ideal for those who hold a compliance role within an investment bank, regulator or other financial services organisation. Completion of the Diploma in Investment Compliance enables delegates to use the MSI designation after their name, which indicates they have reached a higher level of professional qualification."

In a nutshell …

"Organisations also benefit as staff are qualified with a specialist compliance qualification and have developed their skills in this field.”

"If I was a delegate I would sit the CISI Diploma in Investment Compliance to extend my technical knowledge in compliance and regulations in order to develop my career."